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Corporate events: what a holder has to track

intermediate

Automated material · TradeAlmanac editorial deskPrepared by a language model from our stored data and checked by an editor.

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Corporate events: what a holder has to track — Market infrastructure
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Price is not the only thing that happens to a security. There is a separate stream of events, some of which require action from the owner within a limited window.

Events needing no action

Dividend and coupon payments, splits, a change of name. They happen by themselves; nothing is required of the owner.

Events with an action and a deadline

A bond put date — presenting the bond for redemption is possible only within the allotted window. Miss it and you stay in the bond on new terms that can be markedly worse: The put date: miss it and you are left holding a different bond.

A mandatory offer on delisting — the window is limited.

Pre-emptive rights in a share issue — exercised within a set period.

Events that change the arithmetic

A split changes the share count and the price without changing the value of a position. Price history after it has to be read adjusted, or the chart shows a fall that never happened: Why the price of one share says nothing about the company.

A new share issue raises the share count and dilutes existing shareholders — A new share issue: why it hits existing owners.

Where to look

In the issuer's disclosure and in the product's events calendar. Broker notifications are useful but should not be relied on alone: they do not cover every event and do not always arrive in advance.

Related: The shareholder register: who records owners and when.

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